FCSL can help in the following areas:

1. Feasibility study:

• Assess if the ?rm’s current business and operational structure or planned business activities constitute regulated activity under SFO;
• Advise the appropriate SFC licenses to be obtained and ongoing regulatory obligations and;
• Assist in the compliance with ?t and proper criteria and competency requirements set by SFC

2. Preparation and submission of application:

• Assist the management in preparing application forms and relevant document
• Provision of various templates of policies, procedures, and agreements for reference.

3. After submission of application:

• Provide support and drafting of replies on various enquiries raised by the SFC after submitting the application to SFC

4. Continuous support after license granted:

• To Assist the management in complying with regulatory obligations/ reporting on an ongoing basis (please also refer to our website for services of compliance outsourcing and other available support)